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# SMIC Advanced Technology R&amp;D (Shanghai) Corporation — China
## SMIC sits 1 ownership level above this company; its own filing states that no shareholder controls it

1

ownership level above this company

0

supply relationships · 0 with suppliers, 0 with customers

0

linked facilities

1

export-control designations found · 1 direct, 0 through affiliates

0

sovereign commitments to funds investing in this company

Scrutica id

org-csl-smic-advanced-technology-r-and-d-shanghai-corporation

Name and corporate-form variants · 3 SMIC Advanced Technology · SMIC New Technology · SMIC New Technology Research & Development

Country or local-script forms · 4 SMIC Advanced Technology Research & Development (Shanghai) Corporation · SMIC New Technology R&D (Shanghai) Corporation · SMIC New Technology Research and Development (Shanghai) Corporation · Zhongxin Guoji Jicheng Dianlu Xinjishu Yanfa (Shanghai) Youxian Gongsi

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### Ownership chain

The main chain follows the strongest parent claim by confidence, source authority and date; other named parents appear beside it. A holding reviewed as conferring no control is listed under the company it is held in, never as its parent.

1.  SMIC Advanced Technology R&D (Shanghai) Corporation (CN)
    
    Starting organisation.
    
2.  [SMIC](https://scrutica.com/companies/org-smic) (CN)LEI 300300522KCU7YI25841
    
    Per [Documented ownership record](https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0408/2026040801181.pdf), as of 2025-12-31 (HIGHtier 1): SMIC is the documented parent.
    
    Recorded holdings
    
    -   [Hong Kong Securities Clearing Company Limited](https://scrutica.com/companies/org-hkscc-nominee)
        
        Per [Shanghai Stock Exchange disclosure](https://www.sse.com.cn/assortment/stock/list/info/company/index.shtml?COMPANY_CODE=688981#shareholder=HKSCC%20NOMINEES%20LIMITED&direct_pct=54.82&as_of=2026-08-28), as of 2026-08-28 (HIGHtier 1): Hong Kong Securities Clearing Company Limited holds 54.82% of the shares as nominee for other investors.
        
    -   [China Information and Communication Technology Group Co., Ltd.](https://scrutica.com/companies/org-cict)
        
        Per [HKEX / SSE public filing](https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0408/2026040801181.pdf), as of 2025-12-31 (HIGHtier 1): China Information and Communication Technology Group Co., Ltd. holds 14.97% of the shares, directly and through companies it controls; the record does not establish control.
        
        Of which
        
        -   [Datang Holdings (Hongkong) Investment Co., Ltd.](https://scrutica.com/companies/org-datang-holdings-hongkong)
            
            Per [HKEX / SSE public filing](https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0408/2026040801181.pdf), as of 2025-12-31 (HIGHtier 1): Datang Holdings (Hongkong) Investment Co., Ltd. holds 14.06% of the shares; the record does not establish control.
            
            Later reading: Per [Shanghai Stock Exchange disclosure](https://www.sse.com.cn/assortment/stock/list/info/company/index.shtml?COMPANY_CODE=688981#shareholder=%E5%A4%A7%E5%94%90%E6%8E%A7%E8%82%A1%EF%BC%88%E9%A6%99%E6%B8%AF%EF%BC%89%E6%8A%95%E8%B5%84%E6%9C%89%E9%99%90%E5%85%AC%E5%8F%B8&direct_pct=12.65&as_of=2026-08-28), as of 2026-08-28 (HIGHtier 1): Datang Holdings (Hongkong) Investment Co., Ltd. holds 12.65% of the shares; the record does not establish control.
            
            Recorded relation: Per [HKEX / SSE public filing](https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0408/2026040801181.pdf), as-of date not recorded (HIGHtier 1): Datang Holdings (Hongkong) Investment Co., Ltd. is a documented subsidiary of China Information and Communication Technology Group Co., Ltd.
            
        
    -   [China Integrated Circuit Industry Investment Fund Co., Ltd.](https://scrutica.com/companies/org-big-fund-i)
        
        Per [HKEX / SSE public filing](https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0408/2026040801181.pdf), as of 2025-12-31 (HIGHtier 1): China Integrated Circuit Industry Investment Fund Co., Ltd. holds 9.25% of the shares, directly and through companies it controls; the record does not establish control.
        
        Of which
        
        -   [Xinxin (Hongkong) Capital Co., Ltd.](https://scrutica.com/companies/org-xinxin-hongkong-capital)
            
            Per [HKEX / SSE public filing](https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0408/2026040801181.pdf), as of 2025-12-31 (HIGHtier 1): Xinxin (Hongkong) Capital Co., Ltd. holds 4.79% of the shares; the record does not establish control.
            
            Recorded relation: Per [HKEX / SSE public filing](https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0408/2026040801181.pdf), as-of date not recorded (HIGHtier 1): Xinxin (Hongkong) Capital Co., Ltd. is a documented subsidiary of China Integrated Circuit Industry Investment Fund Co., Ltd.
            
        
    -   [China Integrated Circuit Industry Investment Fund (Phase II)](https://scrutica.com/companies/org-big-fund-ii)
        
        Per [HKEX / SSE public filing](https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0408/2026040801181.pdf), as of 2025-12-31 (HIGHtier 1): China Integrated Circuit Industry Investment Fund (Phase II) holds 1.59% of the shares; the record does not establish control.
        
    

No controlling shareholder

SMIC's own filing states that no shareholder controls it: “Therefore, the Company does not have a controlling shareholder or a de facto controller.” ([Semiconductor Manufacturing International Corporation, Annual Report 2025, Section 8, IV (Controlling Shareholder and De Facto Controller), printed p.98, as of 2025-12-31](https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0408/2026040801181.pdf), tier 1). [How control is read](https://scrutica.com/methodology#chain-of-title-walk)

Ownership diagram 

1.  SMIC Advanced Technology R&D (Shanghai) Corporation (CN)
    
2.  SMIC (CN)
    
    Documented ownership record · HIGH
    

### Export-control designation reach

Directly matched to 1 designation.

-   [SMIC Advanced Technology R&D (Shanghai) Corporation](https://scrutica.com/export-controls)Direct
    
    BIS Entity List · CN · designated 2024-12-02
    
    Federal Register: [89 FR 96837](https://scrutica.com/export-controls/changes#fr-89-96830)
    
    Direct match · HIGH confidence · tier 1
    

### Related analysis

-   [Assess the reach of SMIC Advanced Technology R&D (Shanghai) Corporation's designation
    
    Estimate which affiliated companies and facilities a designation could reach.
    
    ](https://scrutica.com/export-controls/impact?entity=org-csl-smic-advanced-technology-r-and-d-shanghai-corporation&type=BIS_ENTITY_LIST)
-   [Headquarters country: China
    
    Country profile with facility capacity, government AI programmes and export-control conditions.
    
    ](https://scrutica.com/country/cn)

Source coverage

Geographic revenue, business segments and capital allocation are unavailable from the licensed financial dataset. No stock ticker or SEC filing identifier is recorded for SMIC Advanced Technology R&D (Shanghai) Corporation. The public industry classification (SIC, NAICS) is also unrecorded. [Sources and publication limits](https://scrutica.com/methodology#licensed-substrate).

Sources and related pages

<table class="col-sources"><tbody><tr><td><a href="https://scrutica.com/methodology#ownership">Corporate ownership relationships</a></td><td class="num"><span aria-label="no count recorded">—</span></td></tr><tr><td><a href="https://scrutica.com/methodology#export-controls">Export-control designations · Federal Register anchored</a></td><td class="num"><span class="whitespace-nowrap">1 record</span></td></tr></tbody></table>

Variant identifiers are resolved to one organisation before its data is combined. Parent relationships and recorded holdings retain their sources, dates and confidence levels; conflicting accounts appear alongside them, and a holding is shown as a parent only where a source establishes control.

-   [Supply Chain — Dependency GraphFind supplier–customer relationships for a company](https://scrutica.com/supply-chain)
-   [Export Controls on AI ComputeEntity-level export controls affecting the compute supply chain](https://scrutica.com/export-controls)

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